About

Who We Are

Caban Financial, LLC was established in 2002 where Sonia provides independent financial planning and asset management services to a small group of clients. Over the years, the firm has grown and have close to 30 years of experience in the business.

We are a client-centered financial services firm, driven by our four core values: integrity in the way we do business, commitment to our clients, transparency in the conduct of our business and passion in what we do. Connecting with our clients’ values is at the core of the financial decision-making process and we strive to achieve that connection with the expectation of building long-term, trusting relationships with our clients.

Our Mission

Our mission is to serve the financial planning goals and asset management needs of our clients with creative and comprehensive solutions. We achieve our mission by thoughtfully engaging with our clients as we define goals and help develop strategies for their achievement.

The financial planning process is ongoing; we sit with our clients to engage in conversation about what’s important to them, what they want to achieve and how they want to live as they transition through life. The formal process involves:

  1. Identifying and prioritizing the goals and objectives they wish to achieve
  2. Gathering information
  3. Analyzing the information
  4. Proposing solutions that require implementation
  5. Regularly reviewing all stages of the process and incorporating new issues that come up.

Meet Sonia

Sonia Caban has worked in the financial services industry since 1991 and has been serving the greater New Haven community, as an independent advisor since 2002. In working with clients, her philosophy entails obtaining a thorough and intimate understanding of her clients’ financial needs and goals, and then working tirelessly to help them reach those goals. Sonia prides herself on developing close relationships with her clients, and responding quickly and skillfully to their needs.

Sonia was born and raised in Brooklyn, N.Y. She attended Fordham University and City University, attaining both a B.S. and M.S. in education, as well as two Sixth Year degrees, one in education from SCSU and one in financial planning from Quinnipiac University. After an initial career in education and community organizing, Sonia entered the world of finance, working in banking as a credit analyst and later as a financial planner. She is fully bilingual; English/Spanish.

Sonia hold various licenses including, Series 7 (General Securities Representative), Series 24 (General Securities Principal), Series 63 (Uniform State Securities Agent), Series 65 (Investment Advisor Representative). She also holds Life, Variable Annuity, Variable Life, Long Term Care and Disability Insurance Licenses.

Sonia Caban is married and lives in Woodbridge, CT. She has three living children, a step daughter and two grandchildren. Her philosophy is to live and enjoy life to the fullest, every day, while securing a sound future for self and loved ones. She contributes to humanitarian causes and social justice issues.

Refer a Friend

We enjoy working with each of our clients and gladly take referrals.

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Contact us

Caban Financial

Phone: 203-214-4489
Fax: 203-389-0009
Email: scaban@cabanfinancial.com

4 Lines Road
Woodbridge, CT 06525

Securities offered through Registered Representatives of Cambridge Investment Research, Inc., a Broker/Dealer, Member FINRA/SIPC. Advisory Services offered through Cambridge Investment Research Advisors, Inc., a Registered Investment Advisor. Cambridge and Cabán Financial are not affiliated.

This communication is strictly intended for individuals residing in the states of: CA, CT, FL, NC, NJ, NY, and PR.

This site may contain third-party links. The information being provided is strictly as a courtesy. When you access one of these websites, you are leaving our website and assume total responsibility and risk for your use of the websites you are linking to. We make no representation as to the completeness or accuracy of information provided at these websites. Nor is the company liable for any direct or indirect technical or system issues or any consequences arising out of your access to or your use of third-party technologies, websites, information, and programs made available through this website.

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